Deep Transfer Learning-Based Downlink Channel Prediction for FDD Massive MIMO Systems | IEEE Journals & Magazine | IEEE Xplore

Deep Transfer Learning-Based Downlink Channel Prediction for FDD Massive MIMO Systems


Abstract:

Artificial intelligence (AI) based downlink channel state information (CSI) prediction for frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO...Show More

Abstract:

Artificial intelligence (AI) based downlink channel state information (CSI) prediction for frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO) systems has attracted growing attention recently. However, existing works focus on the downlink CSI prediction for the users under a given environment and is hard to adapt to users in new environment especially when labeled data is limited. To address this issue, we formulate the downlink channel prediction as a deep transfer learning (DTL) problem, and propose the direct-transfer algorithm based on the fully-connected neural network architecture, where the network is trained in the manner of classical deep learning and is then fine-tuned for new environments. To further improve the transfer efficiency, we propose the meta-learning algorithm that trains the network by alternating inner-task and across-task updates and then adapts to a new environment with a small number of labeled data. Simulation results show that the direct-transfer algorithm achieves better performance than the deep learning algorithm, which implies that the transfer learning benefits the downlink channel prediction in new environments. Moreover, the meta-learning algorithm significantly outperforms the direct-transfer algorithm, which validates its effectiveness and superiority.
Published in: IEEE Transactions on Communications ( Volume: 68, Issue: 12, December 2020)
Page(s): 7485 - 7497
Date of Publication: 24 August 2020

ISSN Information:

Funding Agency:

Author image of Yuwen Yang
Institute for Artificial Intelligence, Tsinghua University (THUAI), Beijing, China
Department of Automation, State Key Lab of Intelligent Technologies and Systems, Beijing National Research Center for Information Science and Technology (BNRist), Tsinghua University, Beijing, China
Yuwen Yang received the B.S. degree in telecommunication engineering from Xidian University, China, in 2018. She is currently pursuing the Ph.D. degree with the Department of Automation, Tsinghua University, Beijing, China, under the supervision of Prof. F. Gao. Her research interests include massive multiple-input-multiple-output (MIMO) and machine learning for wireless communications.
Yuwen Yang received the B.S. degree in telecommunication engineering from Xidian University, China, in 2018. She is currently pursuing the Ph.D. degree with the Department of Automation, Tsinghua University, Beijing, China, under the supervision of Prof. F. Gao. Her research interests include massive multiple-input-multiple-output (MIMO) and machine learning for wireless communications.View more
Author image of Feifei Gao
Institute for Artificial Intelligence, Tsinghua University (THUAI), Beijing, China
Department of Automation, State Key Lab of Intelligent Technologies and Systems, Beijing National Research Center for Information Science and Technology (BNRist), Tsinghua University, Beijing, China
Feifei Gao (Fellow, IEEE) received the B.Eng. degree from Xi’an Jiaotong University, Xi’an, China, in 2002, the M.Sc. degree from McMaster University, Hamilton, ON, Canada, in 2004, and the Ph.D. degree from the National University of Singapore, Singapore, in 2007.
Since 2011, he joined the Department of Automation, Tsinghua University, Beijing, China, where he is currently an Associate Professor. His research interests in...Show More
Feifei Gao (Fellow, IEEE) received the B.Eng. degree from Xi’an Jiaotong University, Xi’an, China, in 2002, the M.Sc. degree from McMaster University, Hamilton, ON, Canada, in 2004, and the Ph.D. degree from the National University of Singapore, Singapore, in 2007.
Since 2011, he joined the Department of Automation, Tsinghua University, Beijing, China, where he is currently an Associate Professor. His research interests in...View more
Author image of Zhimeng Zhong
self-employed, China
Zhimeng Zhong (Senior Member, IEEE) received the B.E., M.S., and Ph.D. degrees from Xi’an Jiaotong University, Xi’an, China, in 2002, 2005, and 2008, respectively, all in electronic engineering. He is currently self-employed and focuses on channel estimation with machine learning technologies.
Zhimeng Zhong (Senior Member, IEEE) received the B.E., M.S., and Ph.D. degrees from Xi’an Jiaotong University, Xi’an, China, in 2002, 2005, and 2008, respectively, all in electronic engineering. He is currently self-employed and focuses on channel estimation with machine learning technologies.View more
Author image of Bo Ai
State Key Laboratory of Rail Traffic Control and Safety, Beijing Jiaotong University, Beijing, China
Bo Ai (Senior Member, IEEE) received the M.S. and Ph.D. degrees from Xidian University, China.
He studies as a Post-Doctoral Student at Tsinghua University. He was a Visiting Professor with the Electrical Engineering Department, Stanford University, in 2015. He is currently with Beijing Jiaotong University as a Full Professor and a Ph.D. Candidate Advisor. He is the Deputy Director of the State Key Laboratory of Rail Traff...Show More
Bo Ai (Senior Member, IEEE) received the M.S. and Ph.D. degrees from Xidian University, China.
He studies as a Post-Doctoral Student at Tsinghua University. He was a Visiting Professor with the Electrical Engineering Department, Stanford University, in 2015. He is currently with Beijing Jiaotong University as a Full Professor and a Ph.D. Candidate Advisor. He is the Deputy Director of the State Key Laboratory of Rail Traff...View more
Author image of Ahmed Alkhateeb
School of Electrical, Computer, and Energy Engineering, Arizona State University, Tempe, AZ, USA
Ahmed Alkhateeb (Senior Member, IEEE) received the B.S. degree (Hons.) and the M.S. degree in electrical engineering from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical engineering from The University of Texas at Austin, USA, in August 2016. From September 2016 and December 2017, he was a Wireless Communications Researcher with the Connectivity Laboratory, Facebook, in Menlo Pa...Show More
Ahmed Alkhateeb (Senior Member, IEEE) received the B.S. degree (Hons.) and the M.S. degree in electrical engineering from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical engineering from The University of Texas at Austin, USA, in August 2016. From September 2016 and December 2017, he was a Wireless Communications Researcher with the Connectivity Laboratory, Facebook, in Menlo Pa...View more

I. Introduction

The acquisition of downlink channel state information (CSI) is a very challenging task for frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO) systems due to the prohibitively high overheads associated with downlink training and uplink feedback [1]–[3]. By exploiting the angular and delay reciprocities between the uplink and the downlink [4]–[6], conventional methods proposed to reduce the downlink training overhead by extracting frequency-independent information from the uplink CSI, or to reduce the uplink feedback overhead by using compressive sensing based algorithms [7]–[10]. Nevertheless, the conventional methods either assume that the propagation paths are distinguishable and limited or highly rely on the sparsity of channels.

Author image of Yuwen Yang
Institute for Artificial Intelligence, Tsinghua University (THUAI), Beijing, China
Department of Automation, State Key Lab of Intelligent Technologies and Systems, Beijing National Research Center for Information Science and Technology (BNRist), Tsinghua University, Beijing, China
Yuwen Yang received the B.S. degree in telecommunication engineering from Xidian University, China, in 2018. She is currently pursuing the Ph.D. degree with the Department of Automation, Tsinghua University, Beijing, China, under the supervision of Prof. F. Gao. Her research interests include massive multiple-input-multiple-output (MIMO) and machine learning for wireless communications.
Yuwen Yang received the B.S. degree in telecommunication engineering from Xidian University, China, in 2018. She is currently pursuing the Ph.D. degree with the Department of Automation, Tsinghua University, Beijing, China, under the supervision of Prof. F. Gao. Her research interests include massive multiple-input-multiple-output (MIMO) and machine learning for wireless communications.View more
Author image of Feifei Gao
Institute for Artificial Intelligence, Tsinghua University (THUAI), Beijing, China
Department of Automation, State Key Lab of Intelligent Technologies and Systems, Beijing National Research Center for Information Science and Technology (BNRist), Tsinghua University, Beijing, China
Feifei Gao (Fellow, IEEE) received the B.Eng. degree from Xi’an Jiaotong University, Xi’an, China, in 2002, the M.Sc. degree from McMaster University, Hamilton, ON, Canada, in 2004, and the Ph.D. degree from the National University of Singapore, Singapore, in 2007.
Since 2011, he joined the Department of Automation, Tsinghua University, Beijing, China, where he is currently an Associate Professor. His research interests include signal processing for communications, array signal processing, convex optimizations, and artificial intelligence assisted communications. He has authored/coauthored more than 150 refereed IEEE journal articles and more than 150 IEEE conference proceeding papers that are cited more than 8800 times in Google Scholar. He has also served as the Symposium Co-Chair for the 2019 IEEE Conference on Communications (ICC), the 2018 IEEE Vehicular Technology Conference Spring (VTC), the 2015 IEEE Conference on Communications (ICC), the 2014 IEEE Global Communications Conference (GLOBECOM), the 2014 IEEE Vehicular Technology Conference Fall (VTC), and the Technical Committee Members for more than 50 IEEE conferences. He has served as an Editor for the IEEE Transactions on Wireless Communications, a Lead Guest Editor for the IEEE Journal of Selected Topics in Signal Processing, and a Senior Editor for the IEEE Transactions on Cognitive Communications and Networking, IEEE Signal Processing Letters, IEEE Communications Letters, IEEE Wireless Communications Letters, and China Communications.
Feifei Gao (Fellow, IEEE) received the B.Eng. degree from Xi’an Jiaotong University, Xi’an, China, in 2002, the M.Sc. degree from McMaster University, Hamilton, ON, Canada, in 2004, and the Ph.D. degree from the National University of Singapore, Singapore, in 2007.
Since 2011, he joined the Department of Automation, Tsinghua University, Beijing, China, where he is currently an Associate Professor. His research interests include signal processing for communications, array signal processing, convex optimizations, and artificial intelligence assisted communications. He has authored/coauthored more than 150 refereed IEEE journal articles and more than 150 IEEE conference proceeding papers that are cited more than 8800 times in Google Scholar. He has also served as the Symposium Co-Chair for the 2019 IEEE Conference on Communications (ICC), the 2018 IEEE Vehicular Technology Conference Spring (VTC), the 2015 IEEE Conference on Communications (ICC), the 2014 IEEE Global Communications Conference (GLOBECOM), the 2014 IEEE Vehicular Technology Conference Fall (VTC), and the Technical Committee Members for more than 50 IEEE conferences. He has served as an Editor for the IEEE Transactions on Wireless Communications, a Lead Guest Editor for the IEEE Journal of Selected Topics in Signal Processing, and a Senior Editor for the IEEE Transactions on Cognitive Communications and Networking, IEEE Signal Processing Letters, IEEE Communications Letters, IEEE Wireless Communications Letters, and China Communications.View more
Author image of Zhimeng Zhong
self-employed, China
Zhimeng Zhong (Senior Member, IEEE) received the B.E., M.S., and Ph.D. degrees from Xi’an Jiaotong University, Xi’an, China, in 2002, 2005, and 2008, respectively, all in electronic engineering. He is currently self-employed and focuses on channel estimation with machine learning technologies.
Zhimeng Zhong (Senior Member, IEEE) received the B.E., M.S., and Ph.D. degrees from Xi’an Jiaotong University, Xi’an, China, in 2002, 2005, and 2008, respectively, all in electronic engineering. He is currently self-employed and focuses on channel estimation with machine learning technologies.View more
Author image of Bo Ai
State Key Laboratory of Rail Traffic Control and Safety, Beijing Jiaotong University, Beijing, China
Bo Ai (Senior Member, IEEE) received the M.S. and Ph.D. degrees from Xidian University, China.
He studies as a Post-Doctoral Student at Tsinghua University. He was a Visiting Professor with the Electrical Engineering Department, Stanford University, in 2015. He is currently with Beijing Jiaotong University as a Full Professor and a Ph.D. Candidate Advisor. He is the Deputy Director of the State Key Laboratory of Rail Traffic Control and Safety and the Deputy Director of the International Joint Research Center. He is one of the main people responsible for the Beijing Urban Rail Operation Control System, International Science, and Technology Cooperation Base. He is also a member of the Innovative Engineering-Based jointly granted by the Chinese Ministry of Education and the State Administration of Foreign Experts Affairs. He was honored with the Excellent Postdoctoral Research Fellow by Tsinghua University in 2007. He has authored/coauthored eight books and published over 300 academic research articles in his research area. He holds 26 invention patents. He has been the research team leader for 26 national projects. His research interests include the research and applications of channel measurement and channel modeling and dedicated mobile communications for rail traffic systems. He has been notified by the Council of Canadian Academies that, based on Scopus database, he has been listed as one of the Top 1% authors in his field all over the world. He has also been feature interviewed by the IET Electronics Letters. He has received some important scientific research prizes.
Dr. Ai is a fellow of the Institution of Engineering and Technology. He is an Editorial Committee Member of Wireless Personal Communications Journal. He has received many awards, such as the Outstanding Youth Foundation from the National Natural Science Foundation of China, the Qiushi Outstanding Youth Award by the Hong Kong Qiushi Foundation, the New Century Talents by the Chinese Ministry of Education, the Zhan Tianyou Railway Science and Technology Award by the Chinese Ministry of Railways, and the Science and Technology New Star Award by the Beijing Municipal Science and Technology Commission. He is also a Distinguished Lecturer of the IEEE Vehicular Technology Society, a Vice Chair of the IEEE VTS Beijing Chapter, and the Chair of the IEEE BTS Xi’an Chapter. He was the co-chair or the session/track chair for many international conferences. He is also an Associate Editor of IEEE Antennas and Wireless Propagation Letters and IEEE Transactions on Consumer Electronics. He is the Lead Guest Editor for Special Issues on IEEE Transactions on Vehicular Technology, IEEE Antennas and Propagations Letters, and International Journal on Antennas and Propagations.
Bo Ai (Senior Member, IEEE) received the M.S. and Ph.D. degrees from Xidian University, China.
He studies as a Post-Doctoral Student at Tsinghua University. He was a Visiting Professor with the Electrical Engineering Department, Stanford University, in 2015. He is currently with Beijing Jiaotong University as a Full Professor and a Ph.D. Candidate Advisor. He is the Deputy Director of the State Key Laboratory of Rail Traffic Control and Safety and the Deputy Director of the International Joint Research Center. He is one of the main people responsible for the Beijing Urban Rail Operation Control System, International Science, and Technology Cooperation Base. He is also a member of the Innovative Engineering-Based jointly granted by the Chinese Ministry of Education and the State Administration of Foreign Experts Affairs. He was honored with the Excellent Postdoctoral Research Fellow by Tsinghua University in 2007. He has authored/coauthored eight books and published over 300 academic research articles in his research area. He holds 26 invention patents. He has been the research team leader for 26 national projects. His research interests include the research and applications of channel measurement and channel modeling and dedicated mobile communications for rail traffic systems. He has been notified by the Council of Canadian Academies that, based on Scopus database, he has been listed as one of the Top 1% authors in his field all over the world. He has also been feature interviewed by the IET Electronics Letters. He has received some important scientific research prizes.
Dr. Ai is a fellow of the Institution of Engineering and Technology. He is an Editorial Committee Member of Wireless Personal Communications Journal. He has received many awards, such as the Outstanding Youth Foundation from the National Natural Science Foundation of China, the Qiushi Outstanding Youth Award by the Hong Kong Qiushi Foundation, the New Century Talents by the Chinese Ministry of Education, the Zhan Tianyou Railway Science and Technology Award by the Chinese Ministry of Railways, and the Science and Technology New Star Award by the Beijing Municipal Science and Technology Commission. He is also a Distinguished Lecturer of the IEEE Vehicular Technology Society, a Vice Chair of the IEEE VTS Beijing Chapter, and the Chair of the IEEE BTS Xi’an Chapter. He was the co-chair or the session/track chair for many international conferences. He is also an Associate Editor of IEEE Antennas and Wireless Propagation Letters and IEEE Transactions on Consumer Electronics. He is the Lead Guest Editor for Special Issues on IEEE Transactions on Vehicular Technology, IEEE Antennas and Propagations Letters, and International Journal on Antennas and Propagations.View more
Author image of Ahmed Alkhateeb
School of Electrical, Computer, and Energy Engineering, Arizona State University, Tempe, AZ, USA
Ahmed Alkhateeb (Senior Member, IEEE) received the B.S. degree (Hons.) and the M.S. degree in electrical engineering from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical engineering from The University of Texas at Austin, USA, in August 2016. From September 2016 and December 2017, he was a Wireless Communications Researcher with the Connectivity Laboratory, Facebook, in Menlo Park, CA, USA. He joined Arizona State University (ASU) in spring 2018, where he is currently an Assistant Professor with the School of Electrical, Computer, and Energy Engineering. He has held Research and Development internships at FutureWei Technologies (Huawei), Chicago, IL, USA, and Samsung Research America (SRA), Dallas, TX, USA. His research interests include the broad areas of wireless communications, communication theory, signal processing, machine learning, and applied math. He was a recipient of the 2012 MCD Fellowship from The University of Texas at Austin and the 2016 IEEE Signal Processing Society Young Author Best Paper Award for his work on hybrid precoding and channel estimation in millimeter wave communication systems.
Ahmed Alkhateeb (Senior Member, IEEE) received the B.S. degree (Hons.) and the M.S. degree in electrical engineering from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical engineering from The University of Texas at Austin, USA, in August 2016. From September 2016 and December 2017, he was a Wireless Communications Researcher with the Connectivity Laboratory, Facebook, in Menlo Park, CA, USA. He joined Arizona State University (ASU) in spring 2018, where he is currently an Assistant Professor with the School of Electrical, Computer, and Energy Engineering. He has held Research and Development internships at FutureWei Technologies (Huawei), Chicago, IL, USA, and Samsung Research America (SRA), Dallas, TX, USA. His research interests include the broad areas of wireless communications, communication theory, signal processing, machine learning, and applied math. He was a recipient of the 2012 MCD Fellowship from The University of Texas at Austin and the 2016 IEEE Signal Processing Society Young Author Best Paper Award for his work on hybrid precoding and channel estimation in millimeter wave communication systems.View more
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