Joint Transmit Precoding and Rate Allocation for Rate-Splitting Multiple Access Based Wireless Backhaul HetNets

In this paper, we investigate the application of rate-splitting multiple access (RSMA) in a two-tier wireless backhaul heterogeneous network (HetNet), where a macro base station (MBS) simultaneously transmits wireless access signals to macro-cell users (MCUs) and wireless backhaul signals to small base stations (SBSs) by leveraging RSMA. In order to improve the system spectral efficiency (SE) while guaranteeing the quality-of-service (QoS) of each user, we formulate an optimization problem to maximize the sum SE by jointly considering transmit precoding and rate allocation at the MBS and SBSs. To solve the formulated non-convex problem, we propose an iterative algorithm based on successive convex approximation (SCA). Simulation results show that the application of RSMA can achieve higher SE over conventional non-orthogonal multiple access (NOMA) and space division multiple access (SDMA) under different network loads. In addition, RSMA has better flexibility than other benchmark schemes in meeting the increasing QoS requirements of users.