On Capacity-Achieving Distributions for Complex AWGN Channels Under Nonlinear Power Constraints and Their Applications to SWIPT

The capacity of a complex and discrete-time memoryless additive white Gaussian noise (AWGN) channel under three constraints, namely, input average power, input amplitude and output delivered power is studied. The output delivered power constraint is modelled as the average of linear combination of even moments of the channel input being larger than a threshold. It is shown that the capacity of an AWGN channel under transmit average power and receiver delivered power constraints is the same as the capacity of an AWGN channel under an average power constraint. However, depending on the two constraints, the capacity can be either achieved by a Gaussian distribution or arbitrarily approached by using time-sharing between a Gaussian distribution and On-Off Keying. As an application, a simultaneous wireless information and power transfer (SWIPT) problem is studied, where an experimentally-validated nonlinear model of the harvester is used. It is shown that the delivered power depends on higher order moments of the channel input. Two inner bounds, one based on complex Gaussian inputs and the other based on further restricting the delivered power are obtained for the Rate-Power (RP) region. For Gaussian inputs, the optimal inputs are zero mean and a tradeoff between transmitted information and delivered power is recognized by considering asymmetric power allocations between inphase and quadrature subchannels. Through numerical algorithms, it is observed that input distributions (obtained by restricting the delivered power) attain larger RP region compared to Gaussian input counterparts. The benefits of the newly developed and optimized input distributions are also confirmed and validated through realistic circuit simulations. The results reveal the crucial role played by the energy harvester (EH) nonlinearity on SWIPT and provide new engineering guidelines on how to exploit this nonlinearity in the design of SWIPT modulation, signal and architecture.